Strengthen your compliance function as a Audit Compliance Principal (ACP) or Responsible Individual (RI) and address common issues identified during audit monitoring visits.
Through a series of modules delivered by the Audit Monitoring team, you'll explore compliance responsibilities, key regulatory issues, common failings, and practical insights from ICAS audit monitoring visits.
These webinars and course materials support your CPD, helping you build and maintain the knowledge, skills and professional values needed for auditing.
Your firm can also use these materials to support existing CPD arrangements and help meet its obligations under the Audit Regulations. These regulations require all principals and employees carrying out audit work to remain competent in the audits for which they are responsible.
We hope you find these materials useful. If you have any questions, or would like to suggest topics for future content, please contact the Audit Monitoring team at aapmonitoring@icas.com.
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RCA and action plans: Part one
Learn about the remediation requirements of ISQM 1, including how to conduct effective root cause analysis and develop action plans to address identified findings.
Watch nowRCA and action plans: Part two
See real-life examples of effective root cause analysis and action planning. Learn from audit monitoring findings and discover how to avoid common pitfalls identified during monitoring visits.
Watch nowAudit monitoring: 2025 common findings
Explore the key findings from the 2025 Audit Monitoring Annual Report and the practical compliance trends identified during monitoring activities.
Watch nowFor a detailed summary of the findings, see the audit monitoring report.
